Annual Compliance Quiz

Please fill out the following form
Compliance Quiz

Has this Compliance Officer received initial training? *

Is Red Flag Training been incorporated into Employee Training?

Is Safeguard training incorporated into employee training? *

The Red Flag Rule requires an Identity Theft Prevention Plan, we have provided one for you. Do you have your ITPP? *

Do you employees have access to the ITPP? *

Have there been any incidents of identity theft at your dealership this year? *

Have there been any incidents of unresolved Red Flags? *

Have there been any security breaches in the last year? *

Are Adverse Action notices being sent when necessary? (Example- When a credit report is taken but no terms can be agreed upon) *

Are Risk Based Pricing/Credit Disclosure reports being sent when necessary? *

A "Covered Account" is an account where credit is offered to a customer. Please select your covered accounts below *

Do you allow offsite delivery of vehicles? *

For offsite delivery does the customer appear in person to sign documents *

For offsite delivery is the vehicle delivered to an address confirmed on the credit report? *

Would you be interested in an offsite delivery checklist *

Are out of state credit purchases allowed where a co-signer is not physically present? *

Do all of your computers have up to date anti-virus software? *

Do you have a process for removing employee passwords when no longer needed? *

Are all of your driver's license scanners operating correctly? *